An e-publication by the World Agroforestry Centre

WORKING PAPER NO. 31Printprint Preview

OPERATIONAL PRINCIPLES

On institution-building

  1. To achieve network objectives (see 22) it is necessary to understand existing institutional structures under which decisions are taken. Without this any new technologies potentially suitable for benefiting the farmer may just increase the stock of available, but unadopted, practices.

  2. Decisions taken at four institutional levels appear to be relevant for the generation of new technologies: farmers' households, the rural communities where farms operate, government organizations, and external agencies for technical and financial assistance. It is these systems which establish priorities, create incentives and identify constraints and opportunities.

  3. Network effectiveness will be greatly influenced by the ability of such networks to build structures and design procedures to make decisions compatible among the four institutional levels on the "vertical" axes of social systems, as well as to further strong "horizontal" interactions between structures in the region as a whole.

  4. Government research organizations from the agricultural and forestry sectors, in cooperation with those responsible for extension, development and training, should be the conveners to achieve such a vertical compatibility, given that it is their function to interpret national policies and to promulgate the corresponding land use strategies. They should also become the centre of technology-generating activities, and the hub of regional networking.

  5. The multidisciplinary nature of agroforestry poses a special institutional problem of creating viable and dynamic operational structures to integrate research and development institutions from the agriculture and forestry sectors. Given existing institutional organization and roles, such structures should in most cases be based upon the principle of integrated project planning but independent implementation of assigned responsibilities. These could, in principle, be distributed according to the predominant use of the land where the problem to be addressed has been identified, i.e., agricultural or forest land.

  6. It is on the training of national cadres that most of the institution-building efforts should be concentrated. Given the state-of-the-art in agroforestry training, it seems that emphasis should be placed on medium-term training vis-a-vis formal post-graduate studies. Two principles ought to guide activities in this field: that of alternate and sequential training opportunities, and that of using technology-generating projects as the main training grounds.

  7. Sequential training means that research officers in the agroforestry field should be given the opportunity to gradually move from courses on methods to assess the potential of agroforestry in a given situation to on-the-job training for improving research knowledge and skills. They could then be crowned by graduate studies in a discipline relevant to the agroforestry systems the trainee is working on, or in the planning and management of land-use, research. All these training opportunities should alternate with normal duties assigned to the trainee by his/her national institution.

  8. Project activities should be systematically co-ordinated with training of national personnel, so as to ensure meaningful manpower development.